"""Floor-to-ceiling method comparison: the keynote figure. Two stages so the data is inspectable before it's drawn: 1. build -> out/plots/floor_ceiling.csv (one row per arm/anchor, with SOURCE and STATUS columns; every provisional/missing value is flagged, not silently filled) 2. plot -> out/plots/floor_ceiling.{pdf,png} Run `uv run python -m scripts.plot_floor_ceiling` to do both; it prints a TODO/FIXME summary of any provisional or missing cells before plotting. THE GOAL: place each gradient-routing arm on a floor->ceiling scale so "how much of the achievable range did it capture" is read at a glance, and show that the quarantine (knob) is what removes the hack, not a train/test artifact. TWO METRICS, two anchor pairs (right/down = better): hack removed = (vanilla_hack - arm_hack) / vanilla_hack 1.0 = no hack solve recovered = (arm_solve - base_solve) / (ceiling - base_solve) 1.0 = no-loophole ceiling TWO VIEWS of the same arms: A. normalized floor->ceiling bars, HEADLINE deploy (knob-off, test n=119, recency-clean). Source per arm: out/runs//deploy_test.json. B. the KNOB effect: arrow knob-ON -> knob-OFF on the SAME held-out val split (n=32), so it isolates the quarantine from the train/test memorization gap. Source per arm: out/runs//eval_curve.jsonl, where the file's `train_*`/`deploy_*` prefixes denote KNOB STATE (on/off), not the problem set (always val here). L5 = mean of last 5 evals. DATA GAPS (see STATUS column in the csv): - solve ceiling: provisional = paper 0.223 until job 24 (out/runs/*noloophole*) lands. FIXME. - prog_wide arm uses contaminated pairs; job 28 (prog_wide_clean) will replace it. TODO. - full-env (paper-scale) panel: no method runs exist, only paper anchors. Out of scope here. """ from __future__ import annotations import json from pathlib import Path import polars as pl import matplotlib matplotlib.use("Agg") import matplotlib.pyplot as plt RED, GREEN, GREY = "#c0392b", "#1e8449", "#9aa0a6" RUNS = Path("out/runs") OUT = Path("out/figs") CSV = OUT / "floor_ceiling.csv" PAPER_CEILING = 0.223 # Ariahw et al. no-loophole solve -- provisional fast-env ceiling # arm display order, identified by a substring of the run's out_tag (seed-43 fast runs) ARMS = [ ("routeV per-token", "_dir6_routeV_pertoken_s43", "ok"), ("routeV authored", "_dir8_routeV_authored_perroll_s43", "ok"), ("routeV prog_wide", "_dir6_routeV_s43", "TODO: contaminated pairs -> job 28 prog_wide_clean"), ("routeV random-V", "_dir6_routeV_random_s43", "ok (directionality control)"), ("vanilla GRPO", "_dir8_vanilla_s43", "ok (defines hack-worst anchor)"), ] def _find_run(tag: str) -> Path: cands = sorted(d for d in RUNS.iterdir() if d.name.endswith(tag) and (d / "deploy_test.json").exists()) if not cands: raise FileNotFoundError(f"no run dir ending '{tag}' with a deploy_test.json") return cands[-1] # latest timestamp wins def _l5(rows: list[dict], k: str) -> float: v = [r[k] for r in rows[-5:]] return sum(v) / len(v) def _r4(x): return None if x is None else round(x, 4) # ── stage 1: build the inspectable csv ────────────────────────────────────── def build_csv() -> pl.DataFrame: rows = [] for label, tag, status in ARMS: run = _find_run(tag) dep = json.loads((run / "deploy_test.json").read_text()) ev = [json.loads(l) for l in (run / "eval_curve.jsonl").read_text().splitlines()] rows.append(dict( label=label, kind="method", hack_deploy=round(dep["deploy_hack"], 4), solve_deploy=round(dep["deploy_solve"], 4), # knob-ON deploy (deployed-as-trained) on the SAME n=119 set -- None until backfilled # (rescore_deploy.py) so the deploy before->after is honest, not borrowed from val. hack_deploy_on=_r4(dep.get("deploy_hack_on")), solve_deploy_on=_r4(dep.get("deploy_solve_on")), hack_on=round(_l5(ev, "train_hack"), 4), hack_off=round(_l5(ev, "deploy_hack"), 4), solve_on=round(_l5(ev, "train_solve"), 4), solve_off=round(_l5(ev, "deploy_solve"), 4), source=f"{run.name}/[deploy_test.json + eval_curve.jsonl]", status=status)) base = json.loads((_find_run("_dir8_baseline_s43") / "deploy_test.json").read_text()) rows.append(dict(label="base (floor)", kind="anchor_floor", hack_deploy=round(base["deploy_hack"], 4), solve_deploy=round(base["deploy_solve"], 4), hack_deploy_on=None, solve_deploy_on=None, hack_on=None, hack_off=None, solve_on=None, solve_off=None, source="*_dir8_baseline_s43/deploy_test.json", status="ok (base model; steps=0)")) ceil_path = next(RUNS.glob("*noloophole*/deploy_test.json"), None) if ceil_path: ceil_solve, status = round(json.loads(ceil_path.read_text())["deploy_solve"], 4), "ok" source = f"{ceil_path.parent.name}/deploy_test.json" else: ceil_solve, status = PAPER_CEILING, "FIXME: PROVISIONAL paper 0.223 -- awaiting job 24 (no-loophole ceiling)" source = "Ariahw et al. 2025 (paper), NOT our run" rows.append(dict(label="ceiling", kind="anchor_ceiling", hack_deploy=0.0, solve_deploy=ceil_solve, hack_deploy_on=None, solve_deploy_on=None, hack_on=None, hack_off=None, solve_on=None, solve_off=None, source=source, status=status)) df = pl.DataFrame(rows) OUT.mkdir(parents=True, exist_ok=True) df.write_csv(CSV) return df # ── stage 2: plot from the csv ────────────────────────────────────────────── # The reference paper (Ariahw et al. 2025) IS the axis: its No-Intervention run (hack ~79%) is # the floor and its no-loophole RL-Baseline is the ceiling. So the comparison-to-paper is "how # far up the paper's own floor->ceiling range did our no-cheat method climb." We do NOT plot the # paper's intervention bars, for two different reasons (the disqualifier is oracle/ground-truth- # LABEL leakage, NOT "a monitor ran"): # - GT monitor (+70/90% variants) and the probe (trained on oracle-labelled in-env RH data, # footnote 12) both need the env oracle to exist -- they cannot be built on a new env with no # oracle, so they are cheats for our transfer claim. # - LLM judge is the legitimate external peer (generic model, no oracle, ~50% acc yet protective # via penalty) -- but it has no clean single fast-env number on our axis (paper figures only, # different training regime), so we have no honest point to plot for it. # - inoculation prompting (no monitor) has no clean number either (prose: incomplete, high- # variance -- some seeds ~0 hack, some ~full hack). # So: nothing with a comparable single number to plot; the paper enters only as floor/ceiling. GOLD, DARK = "#c8920a", "#3a3a3a" def _anchors(df: pl.DataFrame) -> dict: g = lambda kind, col: df.filter(pl.col("kind") == kind)[col][0] ceil_status = g("anchor_ceiling", "status") return dict(base_solve=g("anchor_floor", "solve_deploy"), vanilla_hack=df.filter(pl.col("label") == "vanilla GRPO")["hack_deploy"][0], ceiling=g("anchor_ceiling", "solve_deploy"), provisional=ceil_status.startswith("FIXME")) def _bars(ax, rows, key, raws, title, xlabel, xlo): """One floor->ceiling panel: horizontal bars in [xlo,1], 0=floor, 1.0=ceiling.""" for yi, (lab, val, raw, col) in enumerate(rows): ax.barh(yi, val, height=0.55, color=col, alpha=0.9, hatch="//" if col == GREY else None, edgecolor="white") # grey = approx reference tip = f"{val*100:+.0f}%" if xlo < 0 else f"{val*100:.0f}%" rawtxt = f" ({raw})" if raw else "" ax.text(val + (0.02 if val >= 0 else -0.02), yi, tip + rawtxt, va="center", ha="left" if val >= 0 else "right", fontsize=8.5, color=col) ax.axvline(0, color=GREY, lw=1.0) # floor (labelled in xlabel) ax.axvline(1.0, color=GREY, lw=1.0, ls=":") # ceiling ax.set_yticks(range(len(rows))); ax.set_yticklabels([r[0] for r in rows], fontsize=8.5) ax.set_xlim(xlo, 1.4); ax.set_xlabel(xlabel, fontsize=8.5) # hi=1.4 keeps the ceiling line (1.0) in view ax.set_title(title, fontsize=10, loc="left") for s in ("top", "right", "left"): ax.spines[s].set_visible(False) ax.tick_params(left=False) def plot(df: pl.DataFrame) -> None: a = _anchors(df) base, vh, ceil = a["base_solve"], a["vanilla_hack"], a["ceiling"] pick = lambda lab: df.filter(pl.col("label") == lab).to_dicts()[0] best, rand, van = pick("routeV per-token"), pick("routeV random-V"), pick("vanilla GRPO") def hsupp(r): return (vh - r["hack_deploy"]) / vh def suplift(r): return (r["solve_deploy"] - base) / (ceil - base) # OURS ONLY -- no paper bars. The paper comparison is cross-scale/regime (their converged # full-env vs our 60-step fast surrogate) so it can only ever be directional; the paper # numbers live in docs/papers/ariahw_results_table_extracted.md, not on this axis. # vanilla is the floor anchor (defines vh, so its hack-suppression is 0 by construction); # random-V is the directionality control; per-token is the live arm. hack_rows = [ ("vanilla GRPO\n(floor)", hsupp(van), f"{van['hack_deploy']:.3f}", RED), ("routeV random-V\n(direction control)", hsupp(rand), f"{rand['hack_deploy']:.3f}", DARK), ("routeV per-token\n(best)", hsupp(best), f"{best['hack_deploy']:.3f}", GOLD), ] solve_rows = [ ("vanilla GRPO\n(floor)", suplift(van), f"{van['solve_deploy']:.3f}", RED), ("routeV random-V\n(direction control)", suplift(rand), f"{rand['solve_deploy']:.3f}", DARK), ("routeV per-token\n(best)", suplift(best), f"{best['solve_deploy']:.3f}", GOLD), ] prov = " (ceiling PROVISIONAL=0.223, FIXME job 24)" if a["provisional"] else "" fig, (axl, axr) = plt.subplots(1, 2, figsize=(11.5, 5.0), sharey=False) _bars(axl, hack_rows, "hack", None, "hack suppressed", "floor → ceiling (no hack) · right = better", 0.0) _bars(axr, solve_rows, "solve", None, "solve gained", f"floor (base 0.126) → ceiling{prov} · right = better", -0.55) fig.suptitle("vGROUT floor→ceiling: routeV (no oracle, gradient-level) vs vanilla GRPO (test n=119, seed 43, 60-step fast)", fontsize=10.5, x=0.01, ha="left") fig.text(0.01, 0.015, "Our arms only, seed 43, 60-step fast (unconverged surrogate). hack suppressed = (vanilla_hack - arm_hack)/vanilla_hack; " "solve gained = (arm_solve - base)/(ceiling - base). Ariahw 2025 monitor numbers are cross-scale/regime and live in " "the transcribed Fig-5 table in docs/papers/2025_lw_ariahw_*.md, not on this axis.", fontsize=6.8, color=GREY, va="bottom") fig.tight_layout(rect=(0, 0.07, 1, 0.94)) for ext in ("pdf", "png"): fig.savefig(OUT / f"floor_ceiling.{ext}", dpi=150, bbox_inches="tight") # ── stage 2b: the two metrics as ONE scatter (Tufte: don't split a 2-var story) ── # hack (x, reversed) vs solve (y). Good corner = TOP-RIGHT (less hacking, more solving), marked # "ideal". The achievable solve band (base..ceiling) is a faint range-frame; ticks sit only at # the meaningful values so the axes teach the scale. Two views: # plot_scatter -> DEPLOY (test n=119): solid dot = knob-off (where each arm lands = the Pareto); # when the run carries knob-on on the SAME n=119 set, a hollow before-dot -> # arrow -> solid after-dot shows the quarantine move on the deploy axis. # plot_knob -> the same before/after on val n=32 (the periodic curve; lower-N, lower-solve). # Prefer the deploy view now that both endpoints exist there; plot_knob remains as the val cross- # check (val solve runs ~2x lower, so the two panels never share a y-axis). GREEN_ARROW = "#1e8449" BLUE = "#3b5bdb" # one colour per arm; GOLD=best real-V, DARK=random control, RED=no-intervention baseline. ARM_COLOR = {"routeV per-token": GOLD, "routeV authored": "#0e8a8a", "routeV prog_wide": "#8e44ad", "routeV random-V": DARK, "vanilla GRPO": RED} def _methods(df: pl.DataFrame) -> list[dict]: return df.filter(pl.col("kind") == "method").to_dicts() def plot_scatter(df: pl.DataFrame) -> None: a = _anchors(df) base, ceil = a["base_solve"], a["ceiling"] H = lambda r: r["hack_deploy"]; S = lambda r: r["solve_deploy"] prov = "*" if a["provisional"] else "" fig, ax = plt.subplots(figsize=(7.2, 5.4)) ax.axhspan(base, ceil, color="#eef3ff", zorder=0) # achievable solve band ax.axhline(base, color=GREY, lw=0.8); ax.axhline(ceil, color=BLUE, lw=0.8, ls=":") ax.axvline(0.0, color=GREY, lw=0.8) # "ideal" = the good corner (no hack, ceiling solve). Nudged inside the no-hack edge so the # marker isn't half-clipped; label sits to its LEFT (no room to the right of no-hack). ax.plot(0.012, ceil, marker="*", ms=15, color=BLUE, zorder=6, clip_on=False) ax.annotate("ideal", (0.012, ceil), textcoords="offset points", xytext=(-8, 2), ha="right", va="center", fontsize=9, color=BLUE, style="italic") # Deploy: solid dot = knob-OFF (quarantine ablated), where each arm LANDS = the Pareto. # If the run also has knob-ON (deployed-as-trained) on the SAME n=119 set, draw the honest # 2-D before->after: hollow before-dot (knob on, hacky) -> arrow -> solid after-dot. Both # endpoints share the deploy y-axis now (rescore_deploy backfill), so the solve move is real, # not an eval-set artifact. Arms without the backfill fall back to dot-only. for r in _methods(df): col = ARM_COLOR.get(r["label"], GREY) hon, son = r["hack_deploy_on"], r["solve_deploy_on"] if hon is not None and (abs(hon - H(r)) > 1e-6 or abs(son - S(r)) > 1e-6): ax.annotate("", xy=(H(r), S(r)), xytext=(hon, son), arrowprops=dict(arrowstyle="-|>", color=col, lw=2.0, alpha=0.85, shrinkA=6, shrinkB=8)) ax.plot(hon, son, "o", color="white", mec=col, mew=1.8, ms=9, zorder=4) # hollow = knob on ax.plot(H(r), S(r), "o", color=col, ms=11, zorder=5, mec="white", mew=1.2) # solid = knob off right = H(r) > 0.3 # vanilla sits left; label into the middle ax.annotate(r["label"], (H(r), S(r)), textcoords="offset points", xytext=(12 if right else -12, 0), ha="left" if right else "right", va="center", fontsize=9, color=col, fontweight="bold") ax.set_xlim(0.74, 0.0) # reversed; clamp at no-hack (negative hack is meaningless) ax.set_ylim(base - 0.04, ceil + 0.012) ax.set_xticks([0.0, 0.6134]); ax.set_xticklabels(["no hack", "vanilla\n0.61"], fontsize=8.5) ax.set_yticks([base, ceil]); ax.set_yticklabels([f"base model\n{base:.2f}", f"ceiling{prov}\n{ceil:.2f}"], fontsize=8.5) ax.set_xlabel("reward-hack rate", fontsize=9.5) ax.set_ylabel("solve rate", fontsize=9.5) for s in ("top", "right"): ax.spines[s].set_visible(False) fig.tight_layout() for ext in ("pdf", "png"): fig.savefig(OUT / f"floor_ceiling_abs.{ext}", dpi=150, bbox_inches="tight") def plot_knob(df: pl.DataFrame) -> None: """Quarantine before/after on the SAME eval (val n=32). Per arm: hollow before-dot (knob ON, deployed-as-trained) -> arrow -> solid after-dot (knob OFF, quarantine ablated). Shows the knob collapses hacking while solve holds. vanilla has no knob (on==off).""" # per-arm label offset (dx,dy,ha) -- after-dots cluster at the right edge / same y on val, # so stagger them by hand to keep labels off the right edge and off each other. LBL = {"routeV per-token": (-8, 13, "right"), "routeV random-V": (-8, -13, "right"), "routeV prog_wide": (12, 0, "left"), "routeV authored": (12, 0, "left"), "vanilla GRPO": (12, 0, "left")} fig, ax = plt.subplots(figsize=(7.2, 5.0)) ax.axvline(0.0, color=GREY, lw=0.8) for r in _methods(df): col = ARM_COLOR.get(r["label"], GREY) on, off = (r["hack_on"], r["solve_on"]), (r["hack_off"], r["solve_off"]) moved = abs(on[0] - off[0]) > 1e-6 or abs(on[1] - off[1]) > 1e-6 if moved: # routeV arms: before -> after ax.annotate("", xy=off, xytext=on, arrowprops=dict(arrowstyle="-|>", color=col, lw=2.0, alpha=0.85, shrinkA=6, shrinkB=8)) ax.plot(*on, "o", color="white", mec=col, mew=1.8, ms=9, zorder=4) # hollow = before (knob on) ax.plot(*off, "o", color=col, ms=11, zorder=5, mec="white", mew=1.2) # solid = after (knob off) dx, dy, ha = LBL.get(r["label"], (12, 0, "left")) ax.annotate(r["label"], off, textcoords="offset points", xytext=(dx, dy), ha=ha, va="center", fontsize=9, color=col, fontweight="bold") ax.set_xlim(0.80, 0.0) # reversed; clamp at no-hack ax.set_xticks([0.0, 0.6]); ax.set_xticklabels(["no hack", "≈vanilla hack\n0.6"], fontsize=8.5) ax.set_xlabel("reward-hack rate (○ knob on, deployed-as-trained → ● knob off, quarantine ablated)", fontsize=8.5) ax.set_ylabel("solve rate (val n=32)", fontsize=9.5) for s in ("top", "right"): ax.spines[s].set_visible(False) fig.tight_layout() for ext in ("pdf", "png"): fig.savefig(OUT / f"floor_ceiling_knob.{ext}", dpi=150, bbox_inches="tight") def main() -> None: df = build_csv() flags = df.filter(~pl.col("status").str.starts_with("ok")) print(f"wrote {CSV}") if len(flags): print("\n=== TODO/FIXME in data ===") for r in flags.to_dicts(): print(f" [{r['label']}] {r['status']}") plot(df) plot_scatter(df) plot_knob(df) print(f"\nwrote {OUT}/floor_ceiling.pdf and .png (+ _abs scatter, + _knob before/after)") if __name__ == "__main__": main()