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464 lines
20 KiB
Python
464 lines
20 KiB
Python
"""Guided rollout: think + flat prefix+suffix scoring for forced-choice probes.
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Public API: `guided_rollout_forced_choice` (K-way moral-foundation probe with
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two-pass enum-reversal position-bias debias).
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Core: `_rollout_kv_fork` does Phase-1 batched think-gen + Phase-2a prefix
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forward (for free per-row prompt-NLL) + Phase-2b per-slot flat prefix+suffix
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forward. Reads logits at the prefill's last position, gathers logprobs at the
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foundation first-tokens.
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Cost: 1 prefix forward + N_slots full prefix+suffix forwards (suffix <=14
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tokens). We re-encode the prefix per slot to stay correct on hybrid attention
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(sliding-window / SSM) where KV-fork loses cached context past the window.
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Function is still named `_rollout_kv_fork` for caller-API stability.
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Why turn-boundary close+nudge: matches what a chat UI emits when a human
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interrupts a partial assistant turn. On-policy in chat-tuned data, where the
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prior `\\nI should answer now.</think>` mid-turn splice was OOD.
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"""
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from __future__ import annotations
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from dataclasses import dataclass
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import torch
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import torch.nn.functional as F
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from loguru import logger
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_CLOSE_MARKER: str = "</think>"
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_ASSISTANT_SENTINEL: str = "ZZUNIQ_ASSISTANT_SENTINEL_ZZ"
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def _assistant_close(tok) -> str:
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"""Probe chat template for the assistant-turn close marker (e.g. `<|im_end|>\\n`
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on Qwen/ChatML, `<|eot_id|>` on Llama3). Tokenizer-agnostic: mimics what a chat
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UI emits when a human stops a partial assistant turn before sending a new user
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message. Sentinel-diff because Qwen3 auto-injects empty `<think></think>` in
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non-generation-prompt mode, breaking opened-vs-closed prefix-diff."""
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closed = tok.apply_chat_template(
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[{"role": "user", "content": "_"},
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{"role": "assistant", "content": _ASSISTANT_SENTINEL}],
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tokenize=False,
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)
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assert _ASSISTANT_SENTINEL in closed, f"sentinel not in template output: {closed!r}"
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return closed.split(_ASSISTANT_SENTINEL, 1)[1]
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def _split_choice_ids(choice_token_ids: list) -> tuple[list[int], list[int]]:
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if len(choice_token_ids) == 2 and all(isinstance(x, (list, tuple)) for x in choice_token_ids):
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return list(choice_token_ids[0]), list(choice_token_ids[1])
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return list(choice_token_ids), []
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@torch.no_grad()
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def _rollout_kv_fork(
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model, tok,
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user_prompts: list[str],
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schema_hint: str,
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max_think_tokens: int,
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scoring_slots: list[tuple[str, str]], # (nudge_user_text, prefill) per slot
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choice_token_ids: list, # [a_ids, b_ids]
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verbose: bool = False,
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gather_token_ids: list[int] | None = None,
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) -> tuple[list[tuple[str, int, bool]], list[list[dict]], list[float]]:
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"""Returns (thinks, slots, nll_prompts).
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thinks[i] = (think_text, n_think_tokens, emitted_close)
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slots[i][j] = {pmass_format, logratio, p_true, [lp_gather]}
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nll_prompts[i] = mean teacher-forcing NLL (nats/token) on the user-side chat
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tokens of row i (excluding the very first chat token, which has no
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in-prompt context). Computed from the Phase-2a prefix forward, so it's
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free vs the existing rollout. Use as a coherence/degradation probe:
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a steered or perturbed model that breaks normal text representation
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will see nll_prompt rise (the model is "more surprised" by ordinary
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prompt text).
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If `gather_token_ids` is provided, slot dict also has `lp_gather`: list[float]
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of log-probs at last suffix position for those token ids (in the same order).
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Used by forced-choice (K-way) probing where a 2-way logratio is insufficient.
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"""
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if tok.padding_side != "left":
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raise ValueError("tok.padding_side must be 'left'")
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device = next(model.parameters()).device
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pad_id = tok.pad_token_id if tok.pad_token_id is not None else tok.eos_token_id
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close = _assistant_close(tok)
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# === Phase 1: think generation (batched) ===
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chats = [
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tok.apply_chat_template(
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[{"role": "user", "content": f"{up}\n\n{schema_hint}" if schema_hint else up}],
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tokenize=False, add_generation_prompt=True,
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) + "<think>\n"
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for up in user_prompts
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]
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think_end_id = tok.convert_tokens_to_ids("</think>")
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if think_end_id in (None, getattr(tok, "unk_token_id", None)):
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think_end_id = tok.eos_token_id
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enc = tok(chats, return_tensors="pt", padding=True).to(device)
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prompt_len = enc.input_ids.shape[1]
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phase1 = model.generate(
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**enc, max_new_tokens=max_think_tokens, do_sample=False,
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eos_token_id=think_end_id, pad_token_id=pad_id,
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)
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# === Build per-row scoring prefix: chat + think + </think> ===
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# Also retokenise the chat alone so we can locate the user-prompt span
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# inside sp_ids for free prompt-NLL below. We assert prefix-equality so
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# tokenizer boundary merges (rare, but possible across `<think>\n` →
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# think-text) crash loudly rather than silently misaligning the NLL window.
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sp_per_row: list[str] = []
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sp_ids_per_row: list[list[int]] = []
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chat_ids_per_row: list[list[int]] = [
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tok(c, add_special_tokens=False)["input_ids"] for c in chats
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]
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thinks: list[tuple[str, int, bool]] = []
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for i, p in enumerate(chats):
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gen_ids = phase1[i, prompt_len:]
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keep = gen_ids != pad_id
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gen_ids = gen_ids[keep] if keep.any() else gen_ids[:0]
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gen_text = tok.decode(gen_ids, skip_special_tokens=True)
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n_think = int(gen_ids.shape[0])
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emitted_close = _CLOSE_MARKER in gen_text
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think_text = gen_text.split(_CLOSE_MARKER, 1)[0] if emitted_close else gen_text
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sp = p + think_text + _CLOSE_MARKER
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sp_per_row.append(sp)
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sp_ids_per_row.append(tok(sp, add_special_tokens=False)["input_ids"])
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thinks.append((think_text, n_think, emitted_close))
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B = len(sp_per_row)
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P_max = max(len(s) for s in sp_ids_per_row)
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# === Phase 2a: batched prefix forward (left-padded), cache ===
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pref_input = torch.full((B, P_max), pad_id, dtype=torch.long, device=device)
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pref_attn = torch.zeros((B, P_max), dtype=torch.long, device=device)
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pref_real = torch.zeros(B, dtype=torch.long, device=device)
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for i, sp_ids in enumerate(sp_ids_per_row):
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L = len(sp_ids)
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pref_input[i, P_max - L:] = torch.tensor(sp_ids, device=device)
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pref_attn[i, P_max - L:] = 1
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pref_real[i] = L
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pref_out = model(input_ids=pref_input, attention_mask=pref_attn, use_cache=False)
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# === Per-row prompt NLL (free; reuses pref_out.logits) ===
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# Teacher-forcing on the chat tokens (= rendered user turn + generation
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# prompt). We skip the first chat token because position-(start-1) is a
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# left-pad slot, so its prediction is meaningless. Per-row slicing keeps
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# peak memory low (avoids a full [B, P_max, V] log_softmax).
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nll_prompts: list[float] = []
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for i in range(B):
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L_pref = int(pref_real[i].item())
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chat_ids_i = chat_ids_per_row[i]
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chat_len = len(chat_ids_i)
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assert sp_ids_per_row[i][:chat_len] == chat_ids_i, (
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f"chat retokenisation diverged from prefix at row {i}: "
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f"boundary tokens shifted between chat and chat+think+close. "
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f"prompt-NLL window cannot be located safely."
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)
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if chat_len < 2:
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nll_prompts.append(float("nan"))
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continue
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start = P_max - L_pref
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logits_slice = pref_out.logits[i, start : start + chat_len - 1].float()
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targets = pref_input[i, start + 1 : start + chat_len]
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logp = F.log_softmax(logits_slice, dim=-1)
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nll = -logp.gather(-1, targets[:, None]).squeeze(-1).mean()
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nll_prompts.append(float(nll.item()))
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# === Phase 2b: per-slot flat prefix+suffix forward ===
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# We re-encode the prefix per slot rather than re-using a KV cache. Slower
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# (no cache reuse, ~7× per-slot cost on full-attention models) but correct
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# for both full-attention AND sliding-window/SSM models. KV-fork was
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# incompatible with hybrid attention (Gemma-2/3) where the cache drops
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# context past the window.
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a_ids, b_ids = _split_choice_ids(choice_token_ids)
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a_t = torch.tensor(a_ids, device=device, dtype=torch.long) if a_ids else None
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b_t = torch.tensor(b_ids, device=device, dtype=torch.long) if b_ids else None
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all_ids = torch.tensor(a_ids + b_ids, device=device, dtype=torch.long)
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def suf_ids_for(nudge: str, prefill: str) -> list[list[int]]:
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# close-turn + apply_chat_template([user(nudge), assistant(prefill)], continue_final_message=True)
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# gives the on-policy interrupt-then-renudge structure.
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interrupt = tok.apply_chat_template(
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[{"role": "user", "content": nudge},
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{"role": "assistant", "content": prefill}],
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tokenize=False, continue_final_message=True,
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)
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suf_text = close + interrupt
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return [tok(sp + suf_text, add_special_tokens=False)["input_ids"][len(sp_ids):]
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for sp, sp_ids in zip(sp_per_row, sp_ids_per_row)]
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def fork(suffixes: list[list[int]]) -> torch.Tensor:
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"""Flat prefix+suffix forward. Returns [B, V] logp at last real suffix token."""
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J_max = max(len(s) for s in suffixes)
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suf_input = torch.full((B, J_max), pad_id, dtype=torch.long, device=device)
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suf_mask = torch.zeros((B, J_max), dtype=torch.long, device=device)
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last_pos = torch.zeros(B, dtype=torch.long, device=device)
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for i, s in enumerate(suffixes):
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L = len(s)
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suf_input[i, :L] = torch.tensor(s, device=device)
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suf_mask[i, :L] = 1
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last_pos[i] = L - 1
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full_input = torch.cat([pref_input, suf_input], dim=1)
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full_attn = torch.cat([pref_attn, suf_mask], dim=1)
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out = model(input_ids=full_input, attention_mask=full_attn, use_cache=False)
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logp = F.log_softmax(out.logits.float(), dim=-1)
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# Suffix's last real token is at absolute position P_max + last_pos[i].
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absolute_last = P_max + last_pos
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return logp[torch.arange(B, device=device), absolute_last]
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slots: list[list[dict]] = [[] for _ in range(B)]
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for j, (nudge, prefill) in enumerate(scoring_slots):
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suf_ids = suf_ids_for(nudge, prefill)
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if verbose:
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full_text = sp_per_row[0] + tok.decode(suf_ids[0], skip_special_tokens=False)
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# Free-form generate to see what the model actually says after the prefill.
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full_ids = torch.tensor(
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[sp_ids_per_row[0] + suf_ids[0]], device=device, dtype=torch.long,
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)
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gen = model.generate(full_ids, max_new_tokens=64, do_sample=False, pad_token_id=pad_id)
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free = tok.decode(gen[0, full_ids.shape[1]:], skip_special_tokens=False)
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logger.info(
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f"--- slot {j} (nudge={nudge!r}, prefill={prefill!r}) ---\n"
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f"{full_text}<<<MODEL CONTINUES>>>{free}\n--- end slot {j} ---"
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)
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lp_last = fork(suf_ids)
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pmass = lp_last[:, all_ids].exp().sum(-1)
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if a_t is not None and b_t is not None:
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la = torch.logsumexp(lp_last[:, a_t], dim=-1)
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lb = torch.logsumexp(lp_last[:, b_t], dim=-1)
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logratio = la - lb
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p_true = torch.softmax(torch.stack([la, lb], dim=-1), dim=-1)[:, 0]
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else:
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logratio = torch.full((B,), float("nan"), device=device)
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p_true = torch.full((B,), float("nan"), device=device)
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for i in range(B):
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top5 = lp_last[i].topk(5)
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top5_str = " ".join(
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f"{tok.decode([int(idx)])!r}:{float(prob.exp()):.3f}"
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for idx, prob in zip(top5.indices, top5.values)
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)
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d = {
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"pmass_format": float(pmass[i].item()),
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"logratio": float(logratio[i].item()),
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"p_true": float(p_true[i].item()),
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"top5_str": top5_str,
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}
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if gather_token_ids is not None:
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gid_t = torch.tensor(gather_token_ids, device=device, dtype=torch.long)
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d["lp_gather"] = lp_last[i, gid_t].cpu().tolist()
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slots[i].append(d)
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return thinks, slots, nll_prompts
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# ===== Forced-choice (K-way primary foundation) =====
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# Foundation set + descriptions adapted from the response options in
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# Clifford et al. (2015) Study 1. Their "social" option = "not morally wrong"
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# (the social-norms control set). Descriptions are parallel and short
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# (no repetitive "violates norms of" prefix) so no option stands out
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# structurally.
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_DEFAULT_FORCED_FOUNDATIONS: tuple[str, ...] = (
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"care", "fairness", "loyalty", "authority", "sanctity", "liberty", "social",
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)
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_FORCED_FOUNDATION_DESCS: dict[str, str] = {
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"care": "harm or unkindness, causing pain to another",
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"fairness": "cheating or reducing equality",
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"loyalty": "betrayal of a group",
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"authority": "subversion or lack of respect for tradition",
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"sanctity": "purity, degrading or disgusting acts",
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"liberty": "bullying or dominating",
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"social": "weird or unusual behaviour, but not morally wrong",
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}
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def _format_options(foundations: list[str]) -> str:
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"""JSON-schema-style enum lines with `# description` comments per option."""
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return "\n".join(
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f' "{f}", # {_FORCED_FOUNDATION_DESCS.get(f, f)}'
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for f in foundations
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)
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# Schema hint (shown ONCE in the user-side prompt that precedes the think).
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# JSON-pseudo-schema with enum + per-option comments puts the description
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# right at the option, not in separate prose. The prefill
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# `This is wrong because {"violation": "` then forces a single-token answer.
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def _make_forced_hint(foundations: list[str]) -> str:
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return (
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"This is wrong because:\n"
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" {\n"
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' "properties": {\n'
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' "violation": {\n'
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' "enum": [\n'
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f"{_format_options(foundations)}\n"
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" ]\n"
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" }\n"
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" }\n"
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" }"
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)
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_DEFAULT_FORCED_HINT: str = _make_forced_hint(list(_DEFAULT_FORCED_FOUNDATIONS))
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@dataclass
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class ForcedChoiceResult:
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user_prompt: str
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# Two thinks: one per enum-ordering frame. think_fwd uses the forward enum
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# order, think_rev uses the reversed enum order. These cancel position bias
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# when the resulting logprobs are averaged.
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think_text: str # forward-frame think (for backward compatibility)
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think_text_rev: str # reversed-frame think
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# Per-frame raw logprobs (unnormalised) at the prefill position.
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lp_fwd: dict[str, float] # enum listed [care, ..., social]
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lp_rev: dict[str, float] # enum listed [social, ..., care]
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# Debiased score: average of lp_fwd and lp_rev. Position bias cancels
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# exactly because foundation f sits at position i in fwd and K-1-i in rev,
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# so its average position is the constant (K-1)/2 across all foundations.
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score: dict[str, float]
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p: dict[str, float] # softmax over the K options of `score`
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top1: str
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margin: float # score[top1] - score[top2], in nats
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think_tokens: int
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emitted_close: bool
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# Mean teacher-forcing NLL (nats/token) on the user-side chat tokens,
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# averaged across the fwd and rev framings. Free coherence/degradation
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# signal: rises when the model is perturbed (steering, ablation, etc.)
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# to a state where ordinary prompt text becomes "surprising".
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nll_prompt: float
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def _resolve_first_token_ids(tok, words: list[str]) -> tuple[list[int], dict[str, int]]:
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"""Return (ids_in_order, word->id). Each id is the first token of the word
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when it appears immediately after a `"` in JSON, i.e. with no leading space.
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Asserts the K first-tokens are distinct.
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The forced-choice prefill is `... "violates": "` so the model's
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next token is the first BPE piece of the foundation word with no space prefix."""
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ids: list[int] = []
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mapping: dict[str, int] = {}
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for w in words:
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toks = tok.encode(w, add_special_tokens=False)
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assert toks, f"tokenizer returned empty for {w!r}"
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ids.append(toks[0])
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mapping[w] = toks[0]
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assert len(set(ids)) == len(ids), (
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f"first-token collision among forced-choice words: "
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f"{[(w, i, tok.decode([i])) for w, i in mapping.items()]}"
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)
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return ids, mapping
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def guided_rollout_forced_choice(
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model, tok,
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user_prompts: list[str],
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foundations: list[str] | None = None,
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*,
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max_think_tokens: int = 256,
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schema_hint: str | None = None,
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verbose: bool = False,
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) -> list[ForcedChoiceResult]:
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"""K-way forced-choice over MFT foundations with two-pass position-bias debias.
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Why K-way: pairwise yes/no probes (multibool) leak a global "badness" prior
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across foundations, collapsing per-foundation discrimination. A K-way
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softmax over foundation-name first-tokens forces exactly one and sidesteps
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that prior.
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Why two passes (forward + reversed enum):
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- Position bias is real: models often favour the first option listed.
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- If foundation `f` is at position `i` in the forward enum, it's at position
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`K-1-i` in the reversed enum. Averaging logprobs across the two frames
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makes the position contribution `(P[i] + P[K-1-i]) / 2` -- a constant
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independent of `f`, so it falls out of the softmax over foundations.
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- Two SEPARATE thinks (one per ordering) keep the framing internally
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consistent. We don't try to share KV across orderings since the schema
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text itself differs.
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Format (one user turn per frame):
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<user>
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This is wrong because of which moral foundation
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> {scenario}
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{JSON-pseudo-schema with enum + # comments}
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</user>
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<assistant>
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<think>...</think>
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</assistant>
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<user>Just answer</user>
|
||
<assistant>This is wrong because {"violation": "<scored token>
|
||
"""
|
||
if foundations is None:
|
||
foundations = list(_DEFAULT_FORCED_FOUNDATIONS)
|
||
K = len(foundations)
|
||
assert K >= 2, "need >=2 foundations for forced choice"
|
||
|
||
foundations_rev = list(reversed(foundations))
|
||
schema_fwd = schema_hint if schema_hint is not None else _make_forced_hint(foundations)
|
||
schema_rev = _make_forced_hint(foundations_rev)
|
||
|
||
first_ids, _ = _resolve_first_token_ids(tok, foundations)
|
||
|
||
nudge = "Just answer"
|
||
prefill = 'This is wrong because {"violation": "'
|
||
scoring_slot = [(nudge, prefill)]
|
||
|
||
# Frame A: forward enum order.
|
||
thinks_fwd, slots_fwd, nll_fwd = _rollout_kv_fork(
|
||
model, tok, user_prompts, schema_fwd, max_think_tokens,
|
||
scoring_slots=scoring_slot,
|
||
choice_token_ids=[[first_ids[0]]], # unused; satisfies API
|
||
verbose=verbose,
|
||
gather_token_ids=first_ids,
|
||
)
|
||
# Frame B: reversed enum order. Same gather order (by foundation name) so
|
||
# lp_rev[f] is comparable to lp_fwd[f].
|
||
thinks_rev, slots_rev, nll_rev = _rollout_kv_fork(
|
||
model, tok, user_prompts, schema_rev, max_think_tokens,
|
||
scoring_slots=scoring_slot,
|
||
choice_token_ids=[[first_ids[0]]],
|
||
verbose=verbose,
|
||
gather_token_ids=first_ids,
|
||
)
|
||
|
||
results: list[ForcedChoiceResult] = []
|
||
import math
|
||
for i in range(len(user_prompts)):
|
||
think_fwd, n_fwd, close_fwd = thinks_fwd[i]
|
||
think_rev, _, _ = thinks_rev[i]
|
||
lp_f = slots_fwd[i][0]["lp_gather"]
|
||
lp_r = slots_rev[i][0]["lp_gather"]
|
||
score = [(lp_f[k] + lp_r[k]) / 2.0 for k in range(K)]
|
||
|
||
m = max(score)
|
||
exps = [math.exp(x - m) for x in score]
|
||
Z = sum(exps)
|
||
p = {foundations[k]: exps[k] / Z for k in range(K)}
|
||
order_sorted = sorted(range(K), key=lambda k: -score[k])
|
||
top1 = foundations[order_sorted[0]]
|
||
margin = score[order_sorted[0]] - score[order_sorted[1]]
|
||
# Average prompt NLL across the two framings (schema_hint differs in
|
||
# enum order but the user vignette is identical).
|
||
nll_p = 0.5 * (nll_fwd[i] + nll_rev[i])
|
||
results.append(ForcedChoiceResult(
|
||
user_prompt=user_prompts[i],
|
||
think_text=think_fwd,
|
||
think_text_rev=think_rev,
|
||
lp_fwd={foundations[k]: lp_f[k] for k in range(K)},
|
||
lp_rev={foundations[k]: lp_r[k] for k in range(K)},
|
||
score={foundations[k]: score[k] for k in range(K)},
|
||
p=p,
|
||
top1=top1,
|
||
margin=float(margin),
|
||
think_tokens=n_fwd,
|
||
emitted_close=close_fwd,
|
||
nll_prompt=float(nll_p),
|
||
))
|
||
|
||
return results
|
||
|