eval: summarize refusal probe model matrix

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wassname
2026-06-25 11:12:12 +08:00
parent da435ccb67
commit 2f7184f609
4 changed files with 356 additions and 0 deletions
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from __future__ import annotations
import argparse
import csv
import json
import math
from pathlib import Path
import statistics
from typing import Any
import matplotlib.pyplot as plt
ROOT = Path(__file__).resolve().parents[1]
DEFAULT_PAIR_STATS = [
ROOT / "out/model_matrix/stats/refusal_probe_seed24_n1_google_gemma-2-27b-it_template_pair_stats.jsonl",
ROOT / "out/model_matrix/stats/refusal_probe_seed24_n1_google_gemma-3-4b-it_template_pair_stats.jsonl",
ROOT / "out/model_matrix/stats/refusal_probe_seed24_n1_qwen_qwen3.6-flash_template_pair_stats.jsonl",
ROOT / "out/model_matrix/stats/refusal_probe_seed24_n1_ibm-granite_granite-4.1-8b_template_pair_stats.jsonl",
]
DEFAULT_OUT_PREFIX = ROOT / "out/model_matrix/refusal_probe_seed24_n1"
def _read_jsonl(path: Path) -> list[dict[str, Any]]:
return [json.loads(line) for line in path.read_text().splitlines() if line.strip()]
def _model_name(path: Path) -> str:
name = path.name
name = name.removeprefix("refusal_probe_seed24_n1_")
name = name.removesuffix("_template_pair_stats.jsonl")
return name
def _clamp01(x: float) -> float:
return max(0.0, min(1.0, x))
def _score(row: dict[str, Any]) -> float:
on_axis = _clamp01(float(row["mean_axis_delta"]) / 8.0)
off_axis = _clamp01((float(row["mean_off_axis_problem"]) - 1.0) / 6.0)
return 100.0 * on_axis * (1.0 - off_axis)
def _mean(xs: list[float]) -> float:
return sum(xs) / len(xs)
def _std(xs: list[float]) -> float:
if len(xs) == 1:
return 0.0
return statistics.stdev(xs)
def _round(x: float, digits: int = 3) -> float:
if math.isnan(x):
raise ValueError("nan in model matrix summary")
return round(x, digits)
def _write_jsonl(path: Path, rows: list[dict[str, Any]]) -> None:
path.parent.mkdir(parents=True, exist_ok=True)
path.write_text("".join(json.dumps(row, ensure_ascii=False) + "\n" for row in rows))
def _write_csv(path: Path, rows: list[dict[str, Any]]) -> None:
path.parent.mkdir(parents=True, exist_ok=True)
with path.open("w", newline="") as f:
writer = csv.DictWriter(f, fieldnames=list(rows[0]))
writer.writeheader()
writer.writerows(rows)
def _template_mean_rows(rows: list[dict[str, Any]]) -> list[dict[str, Any]]:
groups: dict[tuple[str, str], list[dict[str, Any]]] = {}
for row in rows:
groups.setdefault((row["model"], row["template"]), []).append(row)
out = []
for (model, template), rs in groups.items():
out.append({
"model": model,
"template": template,
"score": _mean([row["score"] for row in rs]),
"strict_pass_rate": _mean([float(row["strict_pass_rate"]) for row in rs]),
"mean_axis_delta": _mean([float(row["mean_axis_delta"]) for row in rs]),
"mean_off_axis_problem": _mean([float(row["mean_off_axis_problem"]) for row in rs]),
"mean_axis_delta_judge_std": _mean([float(row["mean_axis_delta_judge_std"]) for row in rs]),
"mean_max_style_abs_delta": _mean([float(row["mean_max_style_abs_delta"]) for row in rs]),
"persona_echo_rate": _mean([float(row["persona_echo_rate"]) for row in rs]),
"refusal_or_ai_break_rate": _mean([float(row["refusal_or_ai_break_rate"]) for row in rs]),
"n_axes": len(rs),
})
return out
def _summarize(rows: list[dict[str, Any]], group_cols: list[str]) -> list[dict[str, Any]]:
groups: dict[tuple[Any, ...], list[dict[str, Any]]] = {}
for row in rows:
groups.setdefault(tuple(row[col] for col in group_cols), []).append(row)
out = []
for key, rs in groups.items():
models = sorted({row["model"] for row in rs})
base = dict(zip(group_cols, key, strict=True))
out.append({
**base,
"model_count": len(models),
"models": ",".join(models),
"score_mean": _round(_mean([float(row["score"]) for row in rs]), 2),
"score_std": _round(_std([float(row["score"]) for row in rs]), 2),
"strict_pass_rate_mean": _round(_mean([float(row["strict_pass_rate"]) for row in rs]), 3),
"strict_pass_rate_std": _round(_std([float(row["strict_pass_rate"]) for row in rs]), 3),
"axis_delta_mean": _round(_mean([float(row["mean_axis_delta"]) for row in rs]), 3),
"axis_delta_std": _round(_std([float(row["mean_axis_delta"]) for row in rs]), 3),
"off_axis_problem_mean": _round(_mean([float(row["mean_off_axis_problem"]) for row in rs]), 3),
"off_axis_problem_std": _round(_std([float(row["mean_off_axis_problem"]) for row in rs]), 3),
"judge_std_mean": _round(_mean([float(row["mean_axis_delta_judge_std"]) for row in rs]), 3),
"style_delta_mean": _round(_mean([float(row["mean_max_style_abs_delta"]) for row in rs]), 3),
"persona_echo_rate_mean": _round(_mean([float(row["persona_echo_rate"]) for row in rs]), 3),
"refusal_or_ai_break_rate_mean": _round(
_mean([float(row["refusal_or_ai_break_rate"]) for row in rs]), 3),
})
return sorted(out, key=lambda row: row["score_mean"], reverse=True)
def _markdown_text(text: str) -> str:
text = text.replace("{persona}", "`{persona}`")
text = text.replace("&", "&")
text = text.replace("<", "&lt;")
text = text.replace(">", "&gt;")
text = text.replace("\\", "&#92;")
text = text.replace("|", "&#124;")
return text.replace("\n", "<br>")
def _write_markdown(path: Path, template_rows: list[dict[str, Any]], pair_rows: list[dict[str, Any]], top_n: int) -> None:
lines = [
"# Refusal Probe Model Matrix",
"",
"Scores are model-equal. Each model first averages the two refusal-probe axes per template, then the table reports mean and sample std across clean model artifacts.",
"",
"## Top Templates",
"",
"| template | score mean | score std | pass mean | axis mean | off-axis mean | echo rate | refusal rate | models |",
"|---|---:|---:|---:|---:|---:|---:|---:|---:|",
]
for row in template_rows[:top_n]:
lines.append(
f"| {_markdown_text(row['template'])} | {row['score_mean']:.2f} | {row['score_std']:.2f} | "
f"{row['strict_pass_rate_mean']:.2f} | {row['axis_delta_mean']:.2f} | "
f"{row['off_axis_problem_mean']:.2f} | {row['persona_echo_rate_mean']:.2f} | "
f"{row['refusal_or_ai_break_rate_mean']:.2f} | {row['model_count']} |"
)
lines.extend([
"",
"## Top Template-Axis Cells",
"",
"| template | axis | score mean | score std | pass mean | axis mean | off-axis mean | echo rate | refusal rate | models |",
"|---|---|---:|---:|---:|---:|---:|---:|---:|---:|",
])
for row in pair_rows[:top_n]:
lines.append(
f"| {_markdown_text(row['template'])} | `{row['persona_pair']}` | "
f"{row['score_mean']:.2f} | {row['score_std']:.2f} | "
f"{row['strict_pass_rate_mean']:.2f} | {row['axis_delta_mean']:.2f} | "
f"{row['off_axis_problem_mean']:.2f} | {row['persona_echo_rate_mean']:.2f} | "
f"{row['refusal_or_ai_break_rate_mean']:.2f} | {row['model_count']} |"
)
path.write_text("\n".join(lines) + "\n")
def _plot(path: Path, rows: list[dict[str, Any]], label_count: int) -> None:
fig, ax = plt.subplots(figsize=(8.2, 5.6), dpi=180)
xs = [_clamp01(row["axis_delta_mean"] / 8.0) for row in rows]
ys = [_clamp01((row["off_axis_problem_mean"] - 1.0) / 6.0) for row in rows]
xerr = [row["axis_delta_std"] / 8.0 for row in rows]
yerr = [row["off_axis_problem_std"] / 6.0 for row in rows]
colors = ["black" if row["strict_pass_rate_mean"] > 0 else "0.65" for row in rows]
ax.errorbar(xs, ys, xerr=xerr, yerr=yerr, fmt="none", ecolor="0.82", elinewidth=0.7, zorder=1)
ax.scatter(xs, ys, s=28, c=colors, alpha=0.82, linewidths=0, zorder=2)
top_ids = {id(row): i for i, row in enumerate(rows[:label_count], start=1)}
for row in rows:
if id(row) not in top_ids:
continue
x = _clamp01(row["axis_delta_mean"] / 8.0)
y = _clamp01((row["off_axis_problem_mean"] - 1.0) / 6.0)
ax.text(
x,
y,
str(top_ids[id(row)]),
ha="center",
va="center",
fontsize=6.5,
color="white",
zorder=3,
)
ax.set_xlim(-0.02, 1.02)
ax.set_ylim(-0.02, 1.02)
ax.set_xlabel("mean on-axis movement")
ax.set_ylabel("mean off-axis confounding")
ax.set_title("Refusal probe templates across clean model artifacts", fontsize=10)
ax.text(
1.0,
-0.13,
"error bars are model std; point numbers match the top-template table",
transform=ax.transAxes,
ha="right",
fontsize=8,
)
ax.grid(True, color="0.9", linewidth=0.6)
ax.spines["top"].set_visible(False)
ax.spines["right"].set_visible(False)
path.parent.mkdir(parents=True, exist_ok=True)
fig.tight_layout()
fig.savefig(path)
plt.close(fig)
def main() -> None:
ap = argparse.ArgumentParser()
ap.add_argument("--pair-stats", nargs="+", type=Path, default=DEFAULT_PAIR_STATS)
ap.add_argument("--out-prefix", type=Path, default=DEFAULT_OUT_PREFIX)
ap.add_argument("--top-n", type=int, default=20)
args = ap.parse_args()
rows = []
for path in args.pair_stats:
model = _model_name(path)
model_rows = []
for row in _read_jsonl(path):
model_rows.append({**row, "model": model, "score": _score(row)})
if len(model_rows) != 190:
raise ValueError(f"{path} has {len(model_rows)} rows, expected 190")
rows.extend(model_rows)
template_rows = _summarize(_template_mean_rows(rows), ["template"])
pair_rows = _summarize(rows, ["template", "persona_pair"])
expected_models = len(args.pair_stats)
if any(row["model_count"] != expected_models for row in template_rows + pair_rows):
raise ValueError("at least one summary row is missing a model")
prefix = args.out_prefix
_write_jsonl(prefix.with_name(prefix.name + "_template_model_summary.jsonl"), template_rows)
_write_csv(prefix.with_name(prefix.name + "_template_model_summary.csv"), template_rows)
_write_jsonl(prefix.with_name(prefix.name + "_template_pair_model_summary.jsonl"), pair_rows)
_write_csv(prefix.with_name(prefix.name + "_template_pair_model_summary.csv"), pair_rows)
_write_markdown(prefix.with_name(prefix.name + "_model_matrix_summary.md"), template_rows, pair_rows, args.top_n)
_plot(prefix.with_name(prefix.name + "_model_matrix.png"), template_rows, label_count=10)
print(f"models={expected_models} templates={len(template_rows)} template_pairs={len(pair_rows)}")
print(prefix.with_name(prefix.name + "_model_matrix_summary.md"))
print(prefix.with_name(prefix.name + "_model_matrix.png"))
if __name__ == "__main__":
main()